An official letter from the Trading Member asking to transfer the securities from the account of an investor holding an account with them to the account of the Trading Member or one of its security holders or vice versa
An official letter from the Securities and Commodities Authority (SCA) addressed to Dubai CSD approving the transfer
A letter from the investor to Dubai CSD approving the transfer of the securities deposited in their account with the Trading Member
A concession contract/agreement between the Trading Member and the investor stating that the investor gives up their rights in the company’s securities in favor of the Trading Member or one of its security holders
Copy of the quittance which will be handed to the investor

Transfer of Securities Ownership from Investor to Trading Member Account or any of its Securities Holders or Vice Versa