Completed Transfer Securities Between Trading Members Request Form
Completed Investor Signature Form (if requested)
For Individuals:
Valid Copy of the Passport
Valid Copy of the Emirates National ID (for UAE Nationals and Residents only)
Any document issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries or by the UAE Ministry of Foreign Affairs
In addition to specific documentations depending on:
In case of a Minor (below 18 years):
The signature of the Guardian (the Father)
Valid copy of the guardian’s Passport or Emirates National ID
In case of a guardian other than the father: true copy of duly authenticated guardianship order issued by the court or Notary public

For Companies Institutions/Governments/Banks /Funds/ Trading Members registered at DFM:
Valid copy of the Trade License and Commercial Register
True copy of the Memorandum of Association
Valid copy of the Passport or Emirates National ID of all partners
True copy of a duly authenticated Authorized signatory letter issued by the company (this document is not required in case the authorized signatory is not mentioned in the Memorandum of Association)
Valid Copy of Passport and Emirates National ID of the authorized signatory
Any document issued from other countries must be authenticated by the official authorities and the UAE embassy in those countries or the UAE Ministry of Foreign Affairs.

In addition to specific documentations depending on:
In case of a Representative (for all investor types):
Valid copy of a duly authenticated Power of Attorney issued from the court or Notary Public
Valid copy of the representative’s Passport or Emirates National ID
A Power of Attorney issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries or by UAE Ministry of Foreign Affairs

Transfer of Securities Between Trading Member Accounts